You dont need to regulate my crypto, or anything if me, or others. Well take our power back now.
The purpose of this Election Notice is to notify firms of the elections to fill vacancies on the FINRA Regional Committees, and the mailing of ballots to eligible firms.
TO: All NASD Members
The Securities and Exchange Commission has approved amendments to Article III, Section 28 of the Association's Rules of Fair Practice and the amendments are hereby declared effective as of May 1, 1983. These amendments were previously approved by the Association's Board of Governors and by a vote of the membership.
Section 28 addresses the responsibilities of
FINRA Requests Comment on Proposed Consolidated FINRA Rule Governing Reporting Requirements; Comment Period Expired: January 16, 2009
Leveraged ETFs can be a wonderful tool for building wealth if they are used well. Let the people make the decisions, there is no reward without risk.
Through its Complaint Program, FINRA investigates complaints against brokerage firms and their employees. FINRA is empowered to take disciplinary actions against brokers and their firms. Sanctions may include fines, suspensions, a barring from FINRA membership or other appropriate sanctions.
Guys - gimme a break!! Leave well enough alone!! we KNOW what we are doing, and do NOT need your "guardrails"!!!
Theses leveraged ETFs have been in place for many years and serve investors well. They ate flexible and trade efficiently Thanks
I have found leveraged ETF's very valuable in a well balanced portfolio.
Please do not make it more burdensome for the normal investor.
