Finra regulations must be updated to be more stringent when it comes to the reporting of short positions. This included positions created synthetically. It would also be important to address the reporting of how the borrowing process occurs and through what entities, to prevent manipulation of stocks via over shorting said stocks.
Track each share purchased with a universal number or identifier. Shorting a share must have a high collateral requirement which should be verified. Every order should be delivered T+2 or fails mean huge penalty. Every short position should be updated with FINRA daily.
Dear FINRA, Everyone should have access to invest in UltraPro and UltraPro Short ETF's.and other funds without limitations. We should all have the right to make the investments in public securities that we choose and they should all be available to the public.
I invest in these securities, UltraPro and UltraPro Short ETF's to help protect my investments and keep positive returns
The way the stock market is set up for the larger entities to easily outweigh performance of the average retail trader is completely absurd. With stocks that are being massively shorted, much like Tesla (TSLA) was back a few years ago, and other stocks now like Gamestop (GME), AMC Theater (AMC) , Nokia (NOK) and many more, it allows such a distrust in the system for who can make money FAIRLY. If
While more reporting around Short Interest Positions is to be encouraged and applauded, unless the market "plumbing" that allows failures-to-deliver to continue in perpetuity is also addressed, these changes will not solve the underlying problem. Address short interest reporting AND the failures-to-deliver problem if you really want to fix this issue.
Please implement the following amendments: (1) modifications to its short interest reporting requirements (Rule 4560); (2) a new rule to require that participants of a registered clearing agency report to FINRA information on allocations to correspondent firms of fail-to-deliver positions; and (3) other potential enhancements related to short sale activity.
Please implement the following amendments: (1) modifications to its short interest reporting requirements (Rule 4560); (2) a new rule to require that participants of a registered clearing agency report to FINRA information on allocations to correspondent firms of fail-to-deliver positions; and (3) other potential enhancements related to short sale activity.
I would like to see more information and transparency in reporting of short sale positions. I am a retail investor and would like an even playing field with hedge funds. I understand that other markets have stopped the short share positions to stimulate the economy. Thank you for your time
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Rule 2860
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On January 25, 2007, NASD filed for immediate effectiveness with
the Securities and Exchange Commission (SEC) amendments to
Rule 2860 extening until
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Rule 2860
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On August 17, 2006, NASD filed with the Securities and Exchange
Commission (
