Displaying 1071 - 1080 of 4652 Results
I do not agree with limiting these leveraged investments the prospectuses information fully appraise the risk I have owned them for 10 years and they are the most profitable investments I have had by far so I do not believe that regulating them is necessary
I would like to see all short information to be provided daily. It really puts the retail investor at a huge disadvantage by not having the full picture.
I should be allowed to invest in what I want to. I am capable of reading prospectuses and am capable of making informed investment decisions. I would vote against such a regulation that would restrict my ability to trade inverse or leveraged funds.
Please do not impose new regulations on my portfolio that includes a manageable percentage of leveraged funds such as SSO. Im very capable of using research to make informed decisions for my investments and I appreciate the freedom to do so!
I, but not regulators, should have the choice in how I spend my hard earned money. If regulators are concerned about misinformed choices, they could simply inform the public about the products they are buying instead of restricting their access to the leveraged funds.
I hear the government is trying to find our how much our investments are. As long as we are paying our taxes, that information should be kept to ourselves. Please reconsider this law. It could affect your families in future generations.
Comments: Please do not limit our ability to buy and sell inverse and leveraged ETFs. They are not that complicated and the warning notices that come up before any purchase is quite detailed and informative to anyone who does not understand these products.
Many individuals contact the Office of the Ombuds about fraudulent schemes. Some of the schemes are imposter scams that involve people fraudulently pretending to be FINRA staff in order to obtain account or other sensitive information.
(a) A member shall submit the trade data specified below in automated format as may be prescribed by FINRA from time to time. This information shall be supplied with respect to any transaction or transactions that are the subject of a request for information made by FINRA.
(b) If the transaction was a proprietary transaction effected or caused to be effected by the member for
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