Frequently Asked Questions about the Central Registration Depository (CRD)

The following frequently asked questions provide information about the Central Registration Depository (CRD).

• Accounting
• Branch Office Registration
• FINRA Rule 4530 – CRD Form U4
• Form Filing for Individuals
• Form Filing for Firms
• General
• Queues
• Late Disclosure Fee
• Reports

Other Helpful FAQs:

• FINRA E-Bill FAQ
• FINRA Entitlement FAQ