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Asset-Backed Securities Transaction Reporting Pilot Program Expires November 18, 2011
Extension of Current Rate for Fees Paid Under Section 31 of the Exchange Act
Last Voting Date: July 16, 1999
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INFORMATIONAL
NAC Nominees
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KEY TOPICS
Legal & Compliance
Senior Management
National Adjudicatory Council
Executive Summary
The purpose of this Special Notice to Members is to announce the nominees for the National Adjudicatory Council (NAC) for the North Region, South Region, and Central Region. The nominees, nominated for two-year terms beginning in January
INFORMATIONAL
District Elections
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KEY TOPICS
Legal & Compliance
Operations
Registration
Senior Management
District Elections
Executive Summary
Through this Notice, NASD announces the results of the contested election for membership on the District Committee for District 10. Five candidates were seeking to fill the four open seats on the District Committee for District
INFORMATIONAL
District Elections
SUGGESTED ROUTING
KEY TOPICS
Legal & Compliance
Operations
Registration
Senior Management
District Elections
Executive Summary
Through this Notice, NASD announces the results of the contested election for membership on the District Committee for District 1. Four candidates were seeking to fill the three open seats on the District Committee for District
January 2012 Supplement to the Options Disclosure Document
Extension of Current Rate for Fees Paid Under Section 31 of the Exchange Act
New FTC Red Flags Rule Template