NASD Announces Election Results for the District Committee for District 10

INFORMATIONAL

District Elections

Executive Summary

Through this Notice, NASD announces the results of the contested election for membership on the District Committee for District 10. Five candidates were seeking to fill the four open seats on the District Committee for District 10. Four of the candidates were nominated by the District Nominating Committee for District 10. A fifth candidate satisfied the requirements of Article VIII of the By-Laws of NASD Regulation to contest the election.

The Executive Representative of each NASD member eligible to vote in District 10 was asked to vote for up to four of the five candidates listed on the ballot, and to return the ballot postmarked on or before January 27, 2005. The ballots were counted on February 1, 2005, at the District 10 Office by an independent Inspector of Elections. The newly elected members of the District Committee for District 10 (see Attachment A) will serve until January 2008.

Additionally, Margaret M. Caffrey was duly elected to fill an existing vacancy on the District Committee for District 10 and will serve the remaining one-year term of this position, which began in January 2005.

Questions/Further Information

Questions concerning this Notice may be directed to the District Director noted, or to Barbara Z. Sweeney, Senior Vice President and Corporate Secretary, NASD, at (202) 728-8062 or via e-mail at: [email protected].

ATTACHMENT A

District Committee for District 10

Hans Reich,   Regional Director,   New York Region

One Liberty Plaza, New York, NY 10006       (212) 858-4000

2005 Incoming Members