Sole Stockholder
Sec. 8.1 FINRA shall be the sole stockholder of the capital stock of FINRA Dispute Resolution.
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Deleted by SR-FINRA-2015-034 eff. Dec. 20, 2015. Amended by SR-FINRA-2010-007 eff. Aug. 2, 2010. Adopted by SR-NASD-99-21 eff. July 9, 2000. Selected Notice: 10-32. |