By-Laws of FINRA Regulation, Inc.
ARTICLE II OFFICES
ARTICLE III MEETINGS OF THE STOCKHOLDER
ARTICLE IV BOARD OF DIRECTORS
ARTICLE V NATIONAL ADJUDICATORY COUNCIL
ARTICLE VI SELECTION OF SMALL FIRM, MID-SIZE FIRM AND LARGE FIRM INDUSTRY MEMBERS OF THE NATIONAL ADJUDICATORY COUNCIL
ARTICLE VII OFFICERS, AGENTS, AND EMPLOYEES
ARTICLE VIII REGIONAL COMMITTEES
ARTICLE IX COMPENSATION
ARTICLE X INDEMNIFICATION
ARTICLE XI CAPITAL STOCK
ARTICLE XII MISCELLANEOUS PROVISIONS
ARTICLE XIII AMENDMENTS; EMERGENCY BY-LAWS
By-Laws of the Corporation
ARTICLE II OFFICES
ARTICLE III QUALIFICATIONS OF MEMBERS AND ASSOCIATED PERSONS
ARTICLE IV MEMBERSHIP
ARTICLE V REGISTERED REPRESENTATIVES AND ASSOCIATED PERSONS
ARTICLE VI DUES, ASSESSMENTS, AND OTHER CHARGES
ARTICLE VII BOARD OF GOVERNORS
ARTICLE VIII OFFICERS, AGENTS, AND EMPLOYEES
ARTICLE IX COMMITTEES
ARTICLE XIV UNIFORM PRACTICE CODE
ARTICLE XV LIMITATION OF POWERS
ARTICLE XX RECORD DATES
ARTICLE XXI MEETINGS OF MEMBERS
TRF LLC Agreements
Plan of Allocation and Delegation of Functions by FINRA to Subsidiaries