Agents and Employees

Sec. 5.3  In addition to the officers, FINRA Dispute Resolution may employ such agents and employees as the Board may deem necessary or advisable, each of whom shall hold office for such period and exercise such authority and perform such duties as the Board, the President, or any officer designated by the Board may from time to time determine. Agents and employees of FINRA Dispute Resolution shall be under the supervision and control of the officers of FINRA Dispute Resolution, unless the Board, by resolution, provides that an agent or employee shall be under the supervision and control of the Board.