Notices

Notice To Members 95-16
Predispute Arbitration Clauses In Customer Agreements
Wednesday, March 01, 1995
Notice To Members 93-40
Request for Comments on Proposed Amendments to the Free-Riding and Withholding Interpretation Under Article III, Section 1 of the Rules of Fair Practice
Tuesday, June 01, 1993
Notice To Members 93-39
Nasdaq National Market(r) Additions, Changes, And Deletions as of May 24, 1993
Tuesday, June 01, 1993
Notice To Members 92-27
Advertising of Collateralized Mortgage Obligations by NASD Members
Friday, May 01, 1992
Notice To Members 92-30
Proposed Amendment to Rules of Fair Practice to Require Members to Send Periodic Statements of Account to Customers; Last Voting Date: July 22, 1992
Monday, June 01, 1992
Notice To Members 92-28
SEC Approval of Corporate Financing Rule and Code of Procedure for Corporate Financing and Direct Participation Program Matters
Friday, May 01, 1992
Notice To Members 92-21
SOES Tier Levels to Change for 431 Issues on May 4, 1992
Wednesday, April 01, 1992
Notice To Members 92-24
Nasdaq National Market Additions, Changes, and Deletions as of March 25, 1992
Wednesday, April 01, 1992
Notice To Members 92-29
Nasdaq National Market Additions, Changes, and Deletions as of April 21, 1992
Friday, May 01, 1992
Notice To Members 92-23
Memorial Day — Trade Date-Settlement Date Schedule
Wednesday, April 01, 1992
Notice To Members 92-18
SEC Approval of Amendments to the Definition of the Term "Branch Office" in Article III, Section 27 of the Rules of Fair Practice
Wednesday, April 01, 1992
Notice To Members 92-17
Adoption of Amendments to Interpretation of the Board of Governors — Forwarding Of Proxy and Other Materials, Article III, Section 1 of the NASD Rules of Fair Practice Re: Forwarding Proxy Material on the Request of Stockholders
Wednesday, April 01, 1992
Notice To Members 92-26
SEC Approval of Trade Reporting for Regular Nasdaq Securities
Friday, May 01, 1992
Notice To Members 92-13
Nasdaq National Market Additions, Changes, and Deletions as of January 27, 1992
Saturday, February 01, 1992
Notice To Members 92-25
Proposed Amendment to Article III, Section 15 of the NASD Rules of Fair Practice Re: Exemption for Negative-Response Letters Used to Facilitate Certain Bulk Exchanges of Money Market Mutual Funds
Friday, May 01, 1992
Notice To Members 92-14
Good Friday — Trade Date-Settlement Date Schedule
Sunday, March 01, 1992
Notice To Members 92-11
Fees and Charges for Services
Saturday, February 01, 1992
Notice To Members 92-22
Appointment of SIPC Trustees for Four Firms
Wednesday, April 01, 1992
Notice To Members 91-74
Replacement of Certificates of Deposit by Bond Mutual Funds
Friday, November 01, 1991
Notice To Members 91-71
Subject: Broker/Dealer and Agent Renewals for 1991-92
Friday, November 01, 1991
Notice To Members 91-75
Appointment of SIPC Trustee for Three Firms
Friday, November 01, 1991
Notice To Members 91-79
Request for Comments on Recision of the Guidelines Regarding Communications With the Public About Investment Companies and Variable Contracts (Guidelines) And Proposed Amendments to the NASD Rules of Fair Practice to Incorporate Items From the Gu
Sunday, December 01, 1991
Notice To Members 91-77
Nasdaq National Market Additions, Changes, and Deletions as of October 23, 1991
Friday, November 01, 1991
Notice To Members 91-76
Christmas Day and New Year's Day — Trade Date-Settlement Date Schedule
Friday, November 01, 1991
Notice To Members 91-78
Request for Comments on Member Participation in Partnership Rollups and Listing of Securities Resulting from Rollups on Nasdaq/NMS; Last Date for Comments: February 1, 1992
Sunday, December 01, 1991