Guidance

Guidance
Cybersecurity Alert - Vulnerabilities in FortiManager
October 31, 2024
Report / Study
The Metaverse and the Implications for the Securities Industry
October 24, 2024
Guidance
Cybersecurity Alert - Ongoing Threats From Iranian Cyber Actors
October 16, 2024
Guidance
Cybersecurity Alert - Ongoing Phishing Campaign Impersonating FINRA Executives
October 09, 2024
Guidance
Cybersecurity Advisory – Increasing Cybersecurity Risks at Third-Party Providers
September 09, 2024
Guidance
Cybersecurity Alert - FINRA Update to Member Firms Regarding CrowdStrike IT Service Disruption
July 19, 2024
Guidance
Cybersecurity Alert - FINRA Notifies Member Firms of MOVEit Software Vulnerability (CVE-2024-5806)
June 27, 2024
Guidance
FINRA Cyber Alert – ONNX Store Purportedly Targeting Firms in Quishing Attacks
June 21, 2024
Guidance
Cybersecurity Advisory – NIST Releases Version 2.0 of its Cybersecurity Framework
June 13, 2024
Guidance
Cybersecurity Advisory – SEC Amends Regulation S-P Enhancing Protection of Customer Information (Exchange Act Release No. 35193)
June 06, 2024
Guidance
Cybersecurity Alert – Ongoing Phishing Campaign Using FINRA Executives
April 04, 2024
Guidance
Cybersecurity Advisory – Social Engineering Attempts Impersonating FINRA
March 01, 2024
Guidance
Cybersecurity Alert - LockBit (Threat Actor)
January 25, 2024
Guidance
Cybersecurity and Technology Management
January 09, 2024
Guidance
Cybersecurity Advisory - FINRA Holiday Cybersecurity Practices
December 12, 2023
Guidance
Potential Phishing Attacks Related to Okta Customer Support System
December 11, 2023
Guidance
Cybersecurity Advisory - FINRA Highlights Effective Practices for Responding to a Cyber Incident
November 30, 2023
Guidance
Cybersecurity Alert - FINRA Notifies Members of Joint CISA & FBI Cybersecurity Advisory (AA23-320A)
November 17, 2023
Guidance
FINRA Cyber Alert – High-Risk Vulnerabilities Related to Citrix NetScaler Products
November 10, 2023
Report / Study
Quantum Computing and the Implications for the Securities Industry
October 30, 2023
Guidance
Cybersecurity Alert - Ongoing Phishing Campaign
October 13, 2023
Guidance
FINRA Cybersecurity Advisory - SEC Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies (Exchange Act Release No. 97989)
September 21, 2023
Guidance
Cybersecurity Alert - FINRA Notifies Member Firms of Joint CISA & FBI Cybersecurity Advisory (AA23-242A)
August 31, 2023
Guidance
Cybersecurity Alert - FINRA Notifies Member Firms of FBI Flash (AC-000172-TT)
August 28, 2023
Guidance
Cybersecurity Alert: FINRA Notifies Member Firms of CISA Advisory (AA23-158A)
June 16, 2023