Notice To Members 95-16
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Senior Management
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Executive Summary
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
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Senior Management
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Executive Summary
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Internal Audit
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The Nasdaq Stock MarketSM and the securities exchanges will be closed on Good Friday, April 14, 1995. "Regular way" transactions made on the business days noted below will be subject to the following schedule:
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Senior Management
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As of February 23, 1995, the following 41 issues joined the Nasdaq National Market, bringing the total number of issues to 3,742:
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Senior Management
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As of February 28, 1995, the following bonds were added to the Fixed Income Pricing System (FIPSSM). These bonds are not subject to mandatory quotation:
Comment Period Expires April 21, 1995
SUGGESTED ROUTING |
Senior Management
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Executive Summary
Comment Period Expires: May 17, 1995
SUGGESTED ROUTING |
Senior Management
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Executive Summary
SUGGESTED ROUTING |
Senior Management
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Executive Summary
SUGGESTED ROUTING |
Senior Management
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Executive Summary
SUGGESTED ROUTING |
Senior Management
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Executive Summary
SUGGESTED ROUTING |
Legal & Compliance
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Executive Summary