Notice To Members 94-95
Comment Period Expires January 31, 1995
SUGGESTED ROUTING |
Senior Management |
Executive Summary
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Comment Period Expires January 31, 1995
SUGGESTED ROUTING |
Senior Management |
Executive Summary
Comment Period Expires January 31, 1995
SUGGESTED ROUTING |
Senior Management |
Executive Summary
Comment Period Expires January 17, 1995
SUGGESTED ROUTING |
Senior Management |
Executive Summary
SUGGESTED ROUTING |
Corporate Finance |
Executive Summary
SUGGESTED ROUTING |
Internal Audit |
Martin Luther King, Jr., Day: Trade Date-Settlement Date Schedule
SUGGESTED ROUTING |
Legal & Compliance |
As of November 28, 1994, the following 37 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,739:
Symbol |
SUGGESTED ROUTING |
Senior Management |
As of November 28, 1994, the following bonds were added to the Fixed Income Pricing System (FIPSSM). These bonds are not subject to mandatory quotation:
SUGGESTED ROUTING |
Senior Management |
Executive Summary
Comment Period Expires On March 1,
SUGGESTED ROUTING |
Senior Management |
Executive Summary
SUGGESTED ROUTING |
Senior Management |
Executive Summary