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Rule 343. Offices—Sole Tenancy, and Hours

This rule is no longer applicable.

Rule 342. Offices—Approval, Supervision and Control

This rule is no longer applicable. Incorporated NYSE Rule 342 has been superseded by FINRA Rule 3110. Please consult the appropriate FINRA Rule.

Offices and Employees (Rules 341-354)

Rule 328. Sale-And-Leasebacks, Factoring, Financing and Similar Arrangements

This rule is no longer applicable. Incorporated NYSE Rule 328 has been superseded by FINRA Rule 4110. Please consult the appropriate FINRA Rule.

Rule 326(d). Reduction of Elimination of Loans and Advances

This rule is no longer applicable. Incorporated NYSE Rule 326 has been superseded by FINRA Rule 4120. Please consult the appropriate FINRA Rule.

Rule 326(c). Unsecured Loans and Advances

This rule is no longer applicable. Incorporated NYSE Rule 326 has been superseded by FINRA Rule 4120. Please consult the appropriate FINRA Rule.

Rule 326(b). Business Reduction Capital Requirement

This rule is no longer applicable. Incorporated NYSE Rule 326 has been superseded by FINRA Rule 4120. Please consult the appropriate FINRA Rule.

A member organization that carries customer accounts shall forthwith reduce its business:

Rule 326(a). Growth Capital Requirement

This rule is no longer applicable. Incorporated NYSE Rule 326 has been superseded by FINRA Rule 4120. Please consult the appropriate FINRA Rule.

A member organization that carries customer accounts shall not expand its business during any period in which:

Rule 325. Capital Requirements Member Organizations

This rule is no longer applicable. Incorporated NYSE Rule 325 has been superseded by FINRA Rules 4110, 4120, and 4521. Please consult the appropriate FINRA Rules.

General provisions

Capital Requirements (Rules 325-328)

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