Gene DeMaio is the Head of Regulatory Services Management in FINRA's Market Regulation and Transparency Services (MRTS) Department and is responsible for managing FINRA’s relationships with securities exchanges and other entities for which FINRA performs regulatory services.  Prior to this role, Mr. DeMaio led the Options Regulation and Trading & Execution Examinations Programs in Market Regulation.

Robert A. Renner is Senior Vice President, Enterprise & Financial Solutions. In this capacity, he is responsible for overall direction and oversight of FINRA’s accounting operations functions, including Revenue Management, Corporate Tax, Procurement and Payroll, as well as Corporate Real Estate, Physical Security and Information Operations, encompassing fingerprinting, entitlement and records services. 

Derek Linden is the Executive Vice President for Credentialing, Registration, Education and Disclosure (CRED). In this role, he leads FINRA's registration, disclosure, testing and continuing education programs for the securities industry (Central Registration Depository (CRD), BrokerCheck and CE Online) and the delivery of similar programs for the SEC (Investment Adviser Registration Database (IARD) and Investment Adviser Public Disclosure (IAPD)) and other regulators.

Jeffrey Kalinowski is Senior Vice President, Enterprise & Financial Solutions. In this capacity, he is responsible for the direction and oversight of FINRA’s Financial Reporting, Financial Planning & Analysis; Accounts Payable; Cash Management; Travel, Meetings & Conferences, and Investments & Treasury functions. 

Mr. Kalinowski joined FINRA in 2018, and prior to that he served in a variety of roles at Strategic Investment Group, T. Rowe Price, and Waddell & Reed Financial, Inc. and Ivy Funds.

Eileen Famiglietti, Vice President, Enterprise Risk Management (ERM), leads the ERM program, which provides transparency around the enterprise-level risks FINRA faces in the execution of its mission, strategic goals and key business objectives. The program helps inform FINRA's strategic planning, budgeting and resource allocation processes, as well as its decision making. She oversees the day-to-day operations and execution of the program, working closely with FINRA's business line and department heads to identify, monitor, assess, respond to, measure and report on enterprise risks.

Patrice Gliniecki is Senior Vice President and Deputy General Counsel. In this capacity, she manages FINRA’s Office of General Counsel’s Regulatory Practice and Policy Group, which is responsible for the rulemaking and interpretive functions for the organization. She also serves as the Chief of Staff of FINRA’s Chief Legal Office.

Richard W. Berry is Executive Vice President and Director of Dispute Resolution Services (DRS).

Prior to serving in this capacity, Mr. Berry was Senior Vice President, Dispute Resolution. In that role, he oversaw the four regional offices-New York, Boca Raton, Chicago and Los Angeles-and the New York Case Administration unit.

Mr. Berry joined FINRA, then NASD, in 1995 as head of Dispute Resolution's Los Angeles office. In 2001, he was named Director of Case Administration in the New York City office.

Gerri Walsh is Senior Vice President of Investor Education at the Financial Industry Regulatory Authority (FINRA). In this capacity, she is responsible for the development and operations of FINRA’s investor education program. She is also President of the FINRA Investor Education Foundation, where she manages the Foundation’s strategic initiatives to educate and protect investors and to benchmark and foster financial capability for all Americans, especially underserved audiences. Ms.

Jennifer Piorko Mitchell is Vice President of Corporate Governance and Deputy Corporate Secretary. In this position, she assists in coordinating all activities of FINRA’s Board of Governors and manages the activities of the Office of the Corporate Secretary (OCS), including overseeing FINRA’s corporate elections. Ms. Mitchell also serves as the Secretary of the FINRA Investor Education Foundation (FINRA Foundation).