1012. General Provisions
IM-1011-1. Safe Harbor for Business Expansions
1011. Definitions
1010. Electronic Filing Requirements for Uniform Forms
0190. Effective Date of Revocation, Cancellation, Expulsion, Suspension or Resignation
0170. Delegation, Authority and Access
(a) The Financial Industry Regulatory Authority, Inc. delegates to its subsidiaries, FINRA Regulation, Inc. and FINRA CAT, LLC (hereinafter "Subsidiaries"), the authority to act on behalf of FINRA as set forth in a Plan of Allocation and Delegation adopted by the Board of Governors and approved by the SEC pursuant to its authority under the Exchange Act.
0160. Definitions
(a) The terms used in the Rules, if defined in the FINRA By-Laws, shall have the meaning as defined in the FINRA By-Laws, unless a term is defined differently in a Rule, or unless the context of the term within a Rule requires a different meaning.
(b) When used in the Rules, unless the context otherwise requires:
(1) "By-Laws"
The term "By-Laws" means the By-Laws of the Corporation or the FINRA By-Laws.
(2) "Code of Procedure"