2018057094902 Bryce J. Vance CRD 6499644 AWC va (2019-1575245978146).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057094902 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bryce J. Vance, Respondent Former Registered Representative CRD No. 6499644 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Bryce J. Vance submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

SR-FINRA-2019-027

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rules 12100, 12202, 12214, 12309, 12400, 12601, 12702, 12801, and 12900 of the Code of Arbitration Procedure for Customer Disputes (“Customer Code” or “Code”) to expand a customer’s options to withdraw an arbitration claim if a member or an associated person becomes inactive before a claim is filed or during a pending arbitration.

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