FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017056146401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Robert D. Meyers, Respondent General Securities Representative CRD No. 1409245 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Robert D. Meyers submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051105201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: BNP Paribas Securities Corp., Respondent Member Firm BD No. 15794 BNP Paribas Prime Brokerage, Inc., Respondent Member Firm BD No. 24962 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondents BNP Paribas Securities Corp, and BNP Paribas Prime Brokerage, Inc.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058422801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bruce K. Lee, Respondent CRD No. 1464745 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Bruce K. Lee ("Lee") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057865701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Preston K. Tsao, Respondent Former Registered Representative CRD No. 1892935 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Preston K. Tsao submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.