FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021069382401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Aurel Davina Anderson (Respondent) Former General Securities Principal Former General Securities Representative CRD No. 6573760 Pursuant to FINRA Rule 9216, Respondent Aurel Davina Anderson submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.