FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER 0F ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074617402 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Janney Montgomery Scott LLC (Respondent) Member Firm CRDNo. 463 Pursuant to FINRA Rule 9216, Respondent Janney Montgomery Scott LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023080768601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John A. Logan (Respondent) CRD No. 7392594 Pursuant to FINRA Rule 9216, Respondent John A. Logan (Logan) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.