FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060587101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: David Allen Walters (Respondent) Former General Securities Representative, Former General Securities Principal, Former Investment Banking Representative, Former Investment Banking Principal, Former Introducing Broker-Dealer Financial and Operations Principal, and Former Operations Professional CRD No.