FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024081396701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Vincent Catanzaro (Respondent) General Securities Representative CRD No. 2566951 Pursuant to FINRA Rule 9216, Respondent Vincent Catanzaro submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063686208 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Lawrence Merl (Respondent) Former General Securities Representative CRD No. 2443190 Pursuant to FINRA Rule 9216, Respondent Lawrence Merl submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018056490316 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kostas Tsamos also known as Gus Tsamos (Respondent) Former General Securities Representative CRD No. 2782014 Pursuant to FINRA Rule 9216, Respondent Kostas Tsamos submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018056490318 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: George Apolonides also known as George Apollo (Respondent) Former General Securities Representative CRD No. 3101928 Pursuant to FINRA Rule 9216, Respondent George Apolonides submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023080385501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert Anthony Daly (Respondent) General Securities Representative CRD No. 3111426 Pursuant to FINRA Rule 9216, Respondent Robert Daly submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018056490317 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kyle Infinite Manning (Respondent) Former General Securities Representative CRD No. 4571317 Pursuant to FINRA Rule 9216, Respondent Kyle Infinite Manning submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076913301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Feng Kou Chen (Respondent) Fonner General Securities Representative CRD No. 6424082 Pursuant to FINRA Rule 9216, Respondent Feng Kou Chen submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.