FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jonathan E. Best CRD No. 2225091, Respondent. Disciplinary Proceeding No. 2020068641501 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between December 2017 and December 2019, while he was associated with Raymond James Financial Services, Inc. (CRD No. 6694), Respondent Jonathan E. Best violatedFINRA Rule 2010 by effecting 71 unauthorized trades in the account of a senior customer with diminished capacity (Customer A). 2.

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MICHAEL RYAN PETRUSKA (CRD No. 4907900), Respondent. Disciplinary Proceeding No. 2022076149301 Hearing Officer–MJD HEARING PANEL DECISION December 10, 2024 Respondent willfully failed to amend his Form U4 to disclose a felony charge, in violation of Article V, Section 2(c) of FINRA’s By-Laws, and FINRA Rules 1122 and 2010.