FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017056128501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Evercore Group L.L.C. (Respondent) Member Firm CRD No. 42405 Pursuant to FINRA Rule 9216, Respondent Evercore Group L.L.C. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.