Small Firm Scholarship Applications Open
Weekly Update - 8/30/23 - Small Firm Scholarship Applications Open
SR-FINRA-2023-011
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend to May 22, 2024, the implementation date of the amendments to FINRA Rule 4210 (Margin Requirements) pursuant to SR-FINRA-2015-036, other than the amendments pursuant to SR-FINRA-2015-036 that were implemented on December 15, 2016.
PAGRC
Professional Member of the Association of Governance, Risk & Compliance (PAGRC)
| Designation Essentials | |
|---|---|
| Status | Currently offered and recognized by the issuing organization |
| Designation Notes | Previously known as International Governance & Compliance Association Professional (IGCAP) |
| Issuing Organization | The Association of Governance, Risk & Compliance (AGRC) |
| Qualification and Training Requirements | |
| Prerequisites | None (college degree preferred but not required) |
| Designation Training Requirements | Training course recommended |
| Designation Exam Type | Online, open-book exam |
| Continuing Education Requirements | 10 hours of CE annually |
| Verification and Complaints | |
| Online Designation Resource | None |
| Investor Complaint Process | None |
| Published List of Disciplined Designees | None |
18-02459(2).pdf
Order to Confirm