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Browse the FINRA Data Catalog. You can filter the catalog by category, access type, or fee structure. More about how to work with FINRA Data.

Data Catalog

Displaying 31 - 40 of 60 results

Mortgage-Backed Security (MBS) Trade Activity

Categories
Fixed Income Data
Description:

This data provides comprehensive information on mortgage-backed securities (MBSs) that traded within the past 10 years. Access up to three years real-time trade history and seven years end-of-day trade history per security. Trade history represents mortgage securities with similar characteristics, i.e., reference data ID (RDID). An MBS provides issuers with monthly payments from a pool of mortgages and passes on a proportionate share of the collected principal and interest to bondholders. 

Access Type
Public
Fee Structure
No Fee

MSRB Report Cards

Categories
Firm Data
Description:

Created for firms, these reports and report cards display statistics related to firms' compliance with Municipal Securities Rulemaking Board rules and other requirements related to municipal securities and the MSRB's Electronic Municipal Market Access website.

Access Type
Firm
Fee Structure
No Fee

Mutual Fund Sceener

Categories
Mutual Funds
Description:

Search for Mutual Funds using a variety of screening criteria and view detailed information on individual funds.

Access Type
Public
Fee Structure
No Fee

National Financial Capability Study

Categories
Investor Data
Description:

The FINRA Investor Education Foundation commissions the study of the financial capability of American adults. Financial capability encompasses multiple aspects of behavior relating to how individuals manage their resources and how they make financial decisions (including the factors they consider and the skill sets they use). It is a multi-dimensional concept that requires looking at individual behavior from various angles. Available for download are reports, results tables, questionnaires, methodology and datasets for the 2018, 2015, 2012 and 2009 National Financial Capability Study.

Access Type
Public
Fee Structure
No Fee

NMS Equity and Options Routing Reports (SEC 606(a) Reports)

Categories
Firm Data
Description:
Access Type
Public
Fee Structure
No Fee

Online Learning Report Cards

Categories
Firm Data
Description:

The CE Regulatory Element Report is published each quarter for any firm that has had at least one representative take a Regulatory Element CE session during the quarter. The report provides information about the firm's performance as well as industry performance during the quarter for comparison.

Access Type
Firm
Fee Structure
No Fee

Options Reports

Categories
Firm Data
Description:

Large Options Positions Report (LOPR) – Listed and Large Options Positions Report (LOPR) – Over-the-Counter reports for firms.

Access Type
Firm
Fee Structure
No Fee

OTC Equities

Categories
Equity Data
Description:

 FINRA publishes data for over-the-counter (OTC) equities, which are securities reported to a FINRA equity trade reporting system, as opposed to on a centralized exchange. An OTC equity issue is generally considered to be any equity issue that is not a national market system (NMS) stock traded on a national issues exchange. Published data includes symbol changes, equity short interest, market statistics, thresholds and trading halts.

Access Type
Public
Fee Structure
No Fee

OTC Equities Daily List

Categories
Equity Data
Description:

The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC Bulletin Board (OTCBB) securities. OTCBB was a FINRA interdealer quotation system that was retired in 11/2021. 

Access Type
Public
Fee Structure
No Fee

OTC Equities Trading Halts

Categories
Equity Data
Description:

This data page provides current and historical trading halts in over-the-counter (OTC) equity securities. 

Access Type
Public
Fee Structure
No Fee