NMS Equity and Options Routing Reports (SEC 606(a) Reports)
SEC Rule 606(a) requires broker-dealers that route equity and option orders on behalf of customers to prepare quarterly reports that disclose specific information about their order routing practices for non-directed orders in NMS stocks and option contracts in NMS securities.
About the Data
| Data Glossary & User Guide | NMS Equity and Options Routing Reports (SEC 606(a) Reports) Data Glossary |
| Data Sources | |
| Time Period | Data collection started in 20XX. Up to three rolling years of data will be made available to the public. |
| Data Purpose | |
| Publish Schedule | The reports are made available to the public free of charge for each calendar quarter. Data is collected from firms at the end of the quarter and published shortly thereafter. |
| Notes | |
| Terms of Use | Data is free for non-commerical use. |
| Available Formats | XML |
| Support | For additional information .... |