2024 |
Q3 |
103705 |
CITY NATIONAL SECURITIES, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
16187 |
CARNES CAPITAL CORPORATION - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
665 |
PIPER SANDLER & CO. |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
13071 |
APEX CLEARING CORPORATION |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
287728 |
STASH CAPITAL LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
XML |
|
2024 |
Q3 |
35878 |
SPROTT GLOBAL RESOURCE INVESTMENTS LTD - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
29163 |
COKER & PALMER - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
29775 |
CONTINENTAL INVESTORS SERVICES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
143007 |
EMPIRE ASSET MANAGEMENT COMPANY - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
38535 |
MOLONEY SECURITIES CO., INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
6914 |
VAN CLEMENS & CO. INCORPORATED - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
41791 |
SANTANDER SECURITIES LLC |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
42180 |
SUNBELT SECURITIES, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
40744 |
S.L. REED & COMPANY - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
281102 |
CITADEL SECURITIES INSTITUTIONAL LLC |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
41257 |
DASH PRIME LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
PDF |
|
2024 |
Q3 |
290244 |
LINDEN THOMAS AND COMPANY SECURITIES, LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
XML |
|
2024 |
Q3 |
41533 |
B.B. GRAHAM & COMPANY, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
135288 |
AMERICAN INDEPENDENT SECURITIES GROUP, LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
31194 |
RBC CAPITAL MARKETS, LLC |
Self |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
18810 |
CONSOLIDATED FINANCIAL INVESTMENTS, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
42941 |
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
8361 |
A.G.P. / ALLIANCE GLOBAL PARTNERS - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
288933 |
CLEAR STREET LLC |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
124583 |
J.W. COLE FINANCIAL, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
42180 |
SUNBELT SECURITIES, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
284714 |
ANOS CAPITAL, LLC |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
114212 |
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
PDF |
|
2024 |
Q3 |
148743 |
SPIDERROCK EXS, LLC |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
119249 |
AMERICAN CAPITAL PARTNERS, LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
31194 |
RBC CAPITAL MARKETS, LLC |
Self |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
3001 |
AMERICAN TRUST INVESTMENT SERVICES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
23407 |
BUCKMAN, BUCKMAN & REID, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
127701 |
GRADIENT SECURITIES, LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
16365 |
CARTER, TERRY & COMPANY, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
47275 |
SCF SECURITIES, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
396 |
HAZLETT, BURT & WATSON, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
396 |
HAZLETT, BURT & WATSON, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
11826 |
LIME TRADING CORP |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
282331 |
WATCHDOG CAPITAL, LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
PDF |
|
2024 |
Q3 |
15768 |
NOBLE CAPITAL MARKETS, INC. |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
135288 |
AMERICAN INDEPENDENT SECURITIES GROUP, LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
148733 |
CAPITAL SYNERGY PARTNERS - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
5309 |
FBL MARKETING SERVICES, LLC |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
27913 |
L.M. KOHN & COMPANY - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
135414 |
MCDONALD PARTNERS LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
103792 |
EF HUTTON LLC |
Self |
10/30/2024 |
XML |
DCSD |
2024 |
Q3 |
104233 |
FLAGSTAR ADVISORS - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
155578 |
LINCOLN DOUGLAS INVESTMENTS, LLC - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
1464 |
ASSOCIATED INVESTMENT SERVICES, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
35865 |
SUSQUEHANNA FINANCIAL GROUP, LLLP |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
287912 |
REDBRIDGE SECURITIES LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
PDF |
|
2024 |
Q3 |
136131 |
ALLY INVEST SECURITIES LLC |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
148733 |
CAPITAL SYNERGY PARTNERS - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
17870 |
NBC SECURITIES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
7297 |
REGAL SECURITIES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
29775 |
CONTINENTAL INVESTORS SERVICES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
17870 |
NBC SECURITIES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
139515 |
MCAP LLC |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
144131 |
SPIRE SECURITIES, LLC - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
1464 |
ASSOCIATED INVESTMENT SERVICES, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
8361 |
A.G.P. / ALLIANCE GLOBAL PARTNERS - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
8246 |
OPAL SECURITIES, INC. |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
292589 |
AVENUE SECURITIES LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
XML |
|
2024 |
Q3 |
7353 |
G.RESEARCH, LLC |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
18810 |
CONSOLIDATED FINANCIAL INVESTMENTS, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
5049 |
BROWN ASSOCIATES, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
10645 |
INTERNATIONAL ASSETS ADVISORY, LLC - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
35844 |
CASCADE INVESTMENT GROUP, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
22449 |
CUTTER & COMPANY, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
2347 |
JEFFERIES LLC |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
17117 |
FIRST HORIZON ADVISORS, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
18272 |
ALLSTATE FINANCIAL SERVICES, LLC - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
13041 |
NATIONAL FINANCIAL SERVICES LLC |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
148493 |
ODEON CAPITAL GROUP LLC |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
316477 |
DASTA FINANCIAL, LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
XML |
|
2024 |
Q3 |
42405 |
EVERCORE GROUP L.L.C. |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
35878 |
SPROTT GLOBAL RESOURCE INVESTMENTS LTD - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
22449 |
CUTTER & COMPANY, INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
519 |
LINCOLN INVESTMENT |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
3441 |
SMITH, MOORE & CO. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
26193 |
ALAMO CAPITAL - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
44158 |
CAPITAL ONE SECURITIES, INC. |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
20999 |
CALTON & ASSOCIATES, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
20677 |
WESTMINSTER FINANCIAL SECURITIES, INC. - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
16187 |
CARNES CAPITAL CORPORATION - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
XML |
|
2024 |
Q3 |
107403 |
SPEEDTRADER, INC |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
13071 |
APEX CLEARING CORPORATION |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
150892 |
WATERMILL INSTITUTIONAL TRADING LLC |
Self |
10/30/2024 |
PDF |
|
2024 |
Q3 |
41353 |
THOMPSON DAVIS & CO., INC. - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
6914 |
VAN CLEMENS & CO. INCORPORATED - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCWEALTHMANAGEMENT |
2024 |
Q3 |
35878 |
SPROTT GLOBAL RESOURCE INVESTMENTS LTD - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
6905 |
FELTL & COMPANY - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
PDF |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
29163 |
COKER & PALMER - Disclosure |
RBC CAPITAL MARKETS, LLC |
10/30/2024 |
XML |
RBCCLEARINGCUSTODY |
2024 |
Q3 |
38105 |
FMN CAPITAL CORPORATION - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
10409 |
MML INVESTORS SERVICES, LLC - Disclosure |
NATIONAL FINANCIAL SERVICES LLC |
10/30/2024 |
PDF |
|
2024 |
Q3 |
5376 |
MURIEL SIEBERT & CO., LLC |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
151717 |
SOFI SECURITIES LLC |
Self |
10/30/2024 |
XML |
|
2024 |
Q3 |
41257 |
DASH PRIME LLC - Disclosure |
APEX CLEARING CORPORATION |
10/30/2024 |
XML |
|
2024 |
Q3 |
2543 |
B. RILEY WEALTH MANAGEMENT |
Self |
10/30/2024 |
PDF |
|