Party's Reference Guide

FINRA Dispute Resolution Services consolidated into a single packet a host of important information that parties need in the arbitration process. The packet contains general information about FINRA and the arbitration process, tips for contacting staff in the four regional offices, and mediation.

• FINRA Dispute Resolution Services Party’s Reference Guide
• Request for Mediation
• Arbitration Evaluation Form

Please feel free to contact the regional office that is administering your case if you have any questions or if you need further information.