The Neutral Corner – Volume 3—2024

Mission Statement

Pro Se Parties: Tips for an Effective Hearing by Khoi Dang-Vu, Associate Regional Director, FINRA Midwest Regional Office and Dontay Phillips, Former FINRA Intern

FINRA Dispute Resolution Services (DRS) and FINRA News

Arbitration Case Filings and Trends
Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists
2024 Demographic Survey
Register for the DR Portal Today (include resources for help with registration/password)
Did You Know? DRS Has a New Expense Report in the DR Portal
Arbitrator Disclosure Report and Related Conflicts

Mediation Update

Mediation Case Filings and Trends
October is Mediation Settlement Month
FINRA Mediator Summit
Mediator Disclosure Updates
Become a FINRA Mediator
Call for Experienced Mediators

Questions and Answers

Arbitrator Recusals
Virtual Hearings

Education and Training

American Bar Association (ABA) 2024 Advanced Mediation and Advocacy Skills Institute (Virtual)

Quarterly Arbitrator Disclosure Reminder

Directory
FINRA Offices