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FINRA Utility Menu

  • About FINRA
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For the Public

FINRA DATA

FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.

Login

For Industry Professionals

FINPRO

Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

Login

For Member Firms

FINRA GATEWAY

Firm compliance professionals can access filings and requests, run reports and submit support tickets.

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For Case Participants

DR PORTAL

Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.

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  1. Arbitration & Mediation
  2. Dispute Resolution Statistics
EXPLORE THIS SECTION

Arbitration & Mediation

  • Learn About Arbitration & Mediation
    • Overview of Arbitration & Mediation
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  • Our Commitment to Diversity
  • Expungement
  • Coronavirus Information

Previous Year-End Dispute Resolution Statistics

  • 2023 Dispute Resolution Statistics
  • 2022 Dispute Resolution Statistics
  • 2021 Dispute Resolution Statistics
  • 2020 Dispute Resolution Statistics
  • 2019 Dispute Resolution Statistics
  • 2018 Dispute Resolution Statistics
  • 2017 Dispute Resolution Statistics
  • 2016 Dispute Resolution Statistics
  • 2015 Dispute Resolution Statistics
  • 2014 Dispute Resolution Statistics
  • 2013 Dispute Resolution Statistics
  • 2012 Dispute Resolution Statistics
Log In to THE DR Portal

Learn about the DR Portal

Need Help?

For help logging into the DR Portal, call FINRA Support Center at (301) 590-6500. For other technical difficulties, call (800) 700-7065.

FINRA’s website can be read in languages other than English, by using a translation service.

Arbitration parties may request a financial hardship waiver of filing and interpretation fees.

All Dispute Resolution hearing locations are open for in-person proceedings.

Contact Us

For case-related questions, please contact the regional office assigned to your case.

Additional Resources

Resolution and Results for Customers 2012-2016

Statistics on Unpaid Customer Awards 2017-2021

Member Firms and Associated Persons with Unpaid Customer Arbitration Awards

ARBITRATION & MEDIATION

FINRA operates the largest securities dispute resolution forum in the United States

Learn More
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