Member Firm Hub

Latest Notices, Guidance and Alerts

Guidance
Cybersecurity Alert – Ongoing Phishing Campaign Impersonating FINRA Executives
Member Firm Hub
Cybersecurity Advisory – Endpoint Detection and Response (EDR) Vulnerability: SentinelOne and Potentially Other EDR Service Providers
Guidance
Withdrawal of Joint Staff Statement on Broker-Dealer Custody of Digital Asset Securities
Special Notice
Special Notice – 5/15/25
2025 Involvement and Election Process Overview
Election Notice
Election Notice - 5/15/2025
FINRA Board of Governors Upcoming Election: Nominee Announcement and Petition Period Start Date
Blog Post
SEC Off-Channel Communications Settlements—SRO Collateral Consequences

See All the Latest Notices and Guidance

Compliance Resources

Residential Supervisory Locations Guidance

Residential Supervisory Locations Guidance

MAPv3

Membership Application Program Tools

Remote Inspections Pilot Program User Tools

Remote Inspections Pilot Program User Tools

See All of FINRA's Compliance Tools and Other Resources

Customer Resources

Investor Education Resources

Investor Education Resources

Scam Prevention & Assistance Resources

Scam Prevention & Assistance Resources

FINRA Securities Helpline for Seniors

FINRA Securities Helpline for Seniors

2025 FINRA Annual Conference

See All FINRA Conferences and Events

Subscribe for the Latest Information

Weekly Update email newsletter

Weekly digest of recent rule proposals, Notices, guidance and more.

FINRA Unscripted Podcasts

Discussions with FINRA leaders on existing and emerging regulatory topics impacting the broker-dealer industry.

FINRA RSS Feeds

Notices, rule filings and other updates delivered to your RSS reader.

Follow FINRA on LinkedIn    

Follow FINRA on Facebook    

Follow FINRA on X 

2025 FINRA Annual Regulatory Oversight Report

Insight into findings from recent oversight activities of FINRA’s Member Supervision, Market Regulation and Enforcement programs.

LEARN MORE
2025 report