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FINRA Forward

FINRA Forward represents our commitment to evolving with the rapidly changing securities industry. As markets transform, we're adapting our approach to pursuing our mission of protecting investors and safeguarding market integrity.

REPORT

FINRA Forward:
A Year of Progress 

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Focus Areas

Learn how FINRA Forward carries our commitment to continuous improvement into the future.

Modernizing Oversight 

We are reviewing, updating and enhancing FINRA rules, guidance and processes to modernize requirements, facilitate innovation and eliminate unnecessary burdens.

Empowering Compliance

We are enhancing how we support member firm compliance to better protect investors and safeguard market integrity.

Supporting Resilience 

We are expanding our cybersecurity and fraud prevention activities that support member firms to help them better protect themselves and investors from harm.

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FINRA Forward in Action

Podcast


How FINRA Is Streamlining 
Data Requests
 

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Feedback Moves Us Forward

We invite public comment – our Regulatory Notices are posted online for public comment on proposed rules.

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Engagement with the industry, investors and others is central to our model and mission.‌              ‌ ‌ ‌ ‌ ‌

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