Holly Lokken

Holly Lokken is Senior Vice President in FINRA's Regulatory Operations, where she leads the Regulatory Operations Analytics business function—a centralized analytics center of excellence serving as the strategic hub for delivering rapid, innovative, and impactful analytics and intelligence sharing across Regulatory Operations.

Ms. Lokken has built an accomplished career spanning nearly four decades with FINRA and its predecessor organization, NASD, beginning in 1987. Since 1994, she has developed and led market analytics teams while playing a key role in providing business and technical expertise on numerous integration projects that have positioned FINRA as a provider of regulatory services to major exchanges. She also serves as a member of the Intermarket Surveillance Group. A native of Pennsylvania who attended college in West Virginia, Ms. Lokken brings diverse industry experience, having previously worked for Chevy Chase Securities, Prospect Associates, and WVU Medical Hospital.