What's New on FINRA.org

Rule Filing
SR-FINRA-2024-023
Proposed Rule Change to Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) to Establish Prospective CAT Fee 2025-1
December 20, 2024
News Release
FINRA Orders Three Firms to Pay Over $8.2 Million in Restitution to Customers
December 20, 2024
Regulatory Notice
Regulatory Notice 24-17
FINRA Requests Comment on Proposed Changes to Corporate Financing Rules
December 20, 2024
Technical Notice
REMINDER - FINRA TRACE Securitized Products Re platform and Data Feed Protocol Changes
December 18, 2024
Rule Filing
SR-FINRA-2024-022
Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Clarifying, Technical and Procedural Changes to the Arbitrator List Selection Process
December 18, 2024
Regulatory Notice
Regulatory Notice 24-16
Amendments Relating to the Applicability of the Document Production Lists to Simplified Customer Arbitrations Administered Under Rule 12800
December 17, 2024
Monthly Disciplinary Actions
Monthly Disciplinary Actions - December 2024
December 16, 2024
Trade Reporting Notice
ORF Technical Notice
FINRA Updates the OTC Equities High Price Dissemination List
December 13, 2024
News Release
Report From FINRA Board of Governors Meeting – December 2024
December 12, 2024
Board of Governors Meeting
December 2024 Board Update
December 12, 2024
Investor Insights
Social Isolation and the Risk of Investment Fraud
December 12, 2024
Technical Notice
Holiday Reminder Regarding ORF Market Data
December 11, 2024
Technical Notice
Holiday Reminder Regarding TRF Market Data
December 11, 2024
Technical Notice
Holiday Reminder Regarding ADF Market Data
December 11, 2024
Technical Notice
Holiday Reminder Regarding TRACE Market Data
December 11, 2024
Podcast
Unlocking Transparency: Navigating FINRA’s Market Data Offerings
December 10, 2024
Technical Notice
Reminder - FINRA API Reference Data Multi Factor Authentication (MFA) Production Access
December 9, 2024
Investor Insights
Calculating Your Investment Returns
December 4, 2024
Technical Notice
Update - TRACE Late Trades
December 4, 2024
Technical Notice
TRACE Late Trades
December 3, 2024
Information Notice
Information Notice 12/2/24
2025 Extensions of Time Filing Schedule
December 2, 2024
Investor Insights
Three Resources for Senior Investors
November 29, 2024
Investor Insights
Investor Tips for Turbulent Markets
November 26, 2024
Regulatory Notice
Regulatory Notice 24-15
FINRA Adopts Amendments to the Codes of Arbitration Procedure to Provide Customers With a Copy of the Official Record of an Expungement Hearing
November 26, 2024
Podcast
Encore | An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub
November 26, 2024