Web EFT

Web Electronic Filing Transfer (EFT) will be retired on April 30, 2025. New or updated subscription requests are no longer accepted. Existing subscribers needing to add, modify or delete a service account can do so using the Web EFT Entitlement Form.

Existing Web EFT subscribers that are migrating to the FINRA API platform may continue accessing Web EFT until April 30, 2025. Please review this presentation for the latest updates.

Help & Resources for Web EFT

  • Schema Documentation: These documents provide the XML format for firms to follow when building batch files and consuming reports. These documents are updated periodically to reflect system changes.
  • fileX Resources
    • User Guide: Provides connectivity information for FINRA’s fileX file transfer platform.
    • Technical Notices: Announcements of upcoming changes to FINRA’s fileX file transfer platform.
  • Frequently Asked Questions: Provides answers to common questions about uploading and downloading files.
  • Past Release Notes: Change history for FINRA’s registration systems, including Web EFT.