FINRA Trademarks

The following is a list of trademarks of Financial Industry Regulatory Authority, Inc. (FINRA Marks). This list may be updated at any time without notice.

ADF^®
BrokerCheck^®
Certified Regulatory and Compliance Professional (CRCP)^®
CRCP^®
CRD^®
Financial Industry Networking Directory™
Financial Industry Regulatory Authority^®
Financial Learning Experience at FINRA™
FIND^®
FINRA^®
FINRA ADDS^®
FINRA Automated Data Delivery System^®
FINRA Business Conduct Roundtable^®
FINRA CAT^®
FINRA Firm Gateway^®
FINRA Funding Portal Registration Depository^®
FINRA Investor Education Foundation^®
FINRA Rulebook Search Tool^®
FINRA Securities Helpline for Seniors^®
FINRA Securities Lending and Transparency Engine™
FIRST^®
FLEX™
FLEX @ FINRA™
FPRD^®
HELPS^®
Investor Protection. Market Integrity.^SM
NASD^®
PFRD^®
PROCTOR^®
Securities Industry Essentials^®
SIE^®
SLATE™
TESS™
TRACE^®
Trade Reporting and Compliance Engine^®
Trade Reporting Facility^®
TRAQS^®
TRF^®
 

These FINRA Marks are trademarks, service marks, and logos (registered or unregistered) owned by the Financial Industry Regulatory Authority, Inc., in the United States and other countries.

The absence of a name, logo, or other mark on this list does not constitute a waiver of any intellectual property rights that FINRA has established in any of its products or services.

Third parties may not use the FINRA Marks, in any manner, which suggests or hints at affiliation with, sponsorship of or endorsement by, FINRA without prior written permission. Any misuse of the FINRA Marks is strictly prohibited and may violate trademark laws.