A segment of financial institutions, including broker-dealers, are actively experimenting with incorporating the metaverse and its immersive technologies.40 Metaverse technologies can include VR and AR, but these are not the only portals to the metaverse. Users can access virtual worlds through laptops, gaming consoles and phones.41Some firms indicated that they are examining how to leverage
Weighted-Average Price/Special Pricing Formula Trade Modifier
Reporting Asset-Backed Securities to the Trade Reporting and Compliance Engine (TRACE)
Upcoming Election to Fill FINRA District Committee Vacancies
FINRA Reminds Firms of Their Trade Reporting Obligations Relating to Customer Sales of Low-Value OTC Equity Securities
Annual Audit; FOCUS; Form Custody; Supplemental Statement of Income (SSOI); Supplemental Schedule for Derivatives and Other Off-Balance Sheet Items (OBS); and Supplemental Inventory Schedule (SIS)
March 2011 Supplement to the Options Disclosure Document
Notice of FINRA District Committee Elections and Ballots
FINRA Surveys to Update the Series 4, 9 and 10 Qualification Examinations
May 2010 Supplement to the Options Disclosure Document
