Service members have access to one of the lowest-cost ways to save for retirement.
FINRA announced today that it ordered Santander Securities LLC to pay approximately $4.3 million in restitution to certain customers who were solicited to purchase Puerto Rican Municipal Bonds (PRMBs).
Thank you, Paul, for that introduction, and thank you to the Exchequer Club for the invitation.
SEC Approves New Supervision Rules
To whom it may concern. As a private investor, I should have the ability to choose investments that are right for me, and my family.... not the regulator!
Going through special processes such as a test BEFORE I can invest in public security such as leveraged and inverse funds, is limiting my freedom as an American citizen.
Leveraged and inverse funds are important investment strategies for me
This act is another form of financial oppression. The motives for why these ETF's are having access revoked is because the retail investor/general public can make too much money in eyes of the financial industry. They are not revoking access to protect us, the retail investors. They are revoking access to protect themselves, the financial institutions, from losing too much to retail
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Rule 2860 (Options) to (1) require that a copy of each amendment to the options disclosure document, Characteristics and Risks of Standardized Options, be distributed to each customer not later than the time of the delivery of a confirmation of a transaction in
Reserved MPID
Bank Name
Treasury (TS)
Agency Debt (CA) & Agency MBS (SP)
BACP
Bank of America, N.A. (Private Bank)
x
x
BACT
Bank of America, N.A. (Corporate Treasury)
x
x
BAGM
Bank of America, N.A.
x
x
BMCH
Bank of Montreal, Chicago Branch
x
x
BNYB
Bank of New York Mellon
x
x
BNSA
Bank of Nova Scotia
x
BOKC
Comment Period Expires May 31, 1999
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Given their name, high-yield bonds might attract investors looking for products that offer the potential to increase their returns. But it’s important to remember that the level of return an investment might achieve generally correlates with its level of risk, and the bond market is no exception.