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Portfolio Resources Group, Inc. appreciates the opportunity to comment on Regulatory Notice 22-08 published by the Financial Industry Regulatory Authority (FINRA). We support FINRAs investor protection mission and commend FINRA for reminding members of their current regulatory obligations. However, we are deeply concerned that FINRA is considering a series of radical and unprecedented regulations
Juneteenth is a day to celebrate, but it's also a day to reflect upon the hardships that African Americans endured and the forces that continue to undermine the freedoms of Black Americans. On this episode, we invite you to join us in this reflection as we explore what FINRA has been doing to build a better future.
Leveraged and inverse funds are important part of my family investment strategies. We, not regulators, should make the decision about public investments.
Don't be fooled by those who think investors are need more government oversight. We are smart enough to understand these products. They play a role in letting the small investor protect and enhance their investments. Small guys like me
Summary
On May 16, 2022, FINRA announced via Election Notice 05/16/22 upcoming elections to fill one Small Firm Governor seat and one Large Firm Governor seat on the FINRA Board of Governors (FINRA Board).
The Large Firm Governor nominee, Christopher W. Flint, has changed firm affiliations and no longer qualifies to run for reelection to the FINRA Board. FINRA’s Nominating & Governance
Please do not take away my ability to invest in leveraged ETF and into anything. I'm well aware of what I'm doing and I don't need to be restricted by regulators. There are way too many restrictions on US investors already.
Tying ability to invest to net worth is elitist and exclusionary. It further perpetuates the wealth gap because one could only become wealthy
Brokers and individual investors not regulators should be able to choose the investments that are right for their clients or themselves. Public securities should be accessible to all of the public, not just the privileged
I realize Im a little past the deadline for submitting comments, but in the interest of providing as many data points to decision-makers as possible, Id like to share some thoughts.
I have managed my own finances since I graduated from college at 21. After nearly three decades of hard work and sound investment, I retired from the rat race at 50. Surprisingly, I was able to accomplish this goal
FINRAs measures are at odds with Americas long-standing disclosure-based system, which gives investors and their advisors the freedom to make their own investment decisions.
Brokers and individual investors not regulators should be able to choose the investments that are right for their clients or themselves. Public securities should be accessible to all of the public, not just the privileged