Last Voting Date: December 31, 1993
SUGGESTED ROUTING
Senior ManagementAdvertisingCorporate FinanceGovernment SecuritiesLegal & ComplianceMutual Fund
Executive Summary
The NASD invites members to vote on an amendment to Article III, Section 35(c) of the Rules of Fair Practice that would require a member using mutual fund rankings in advertisements or sales literature to
I have successfully used leveraged and inverse etf's and mutual funds for years and I would strongly disagree with any government entity restricting my freedom of investment choices, limitations or special conditions being met in order to trade.
Guidance on the Net Capital and Reserve Formula Treatment of Senior Unsecured Debt Securities Issued Under the Debt Guarantee Program Component of the FDIC's Temporary Liquidity Guarantee Program; Effective Date: July 15, 2009
Dear FINRA,
This is United States of America. I want to choose how I invest and not have a government entity dictate how I can do so. You have a crooked scheme going here. You know it. This is only to hurt people.
Leveraged and inverse funds have been vital to protecting my family's assets during this downturn. The problem is not a lack of regulation. The problem is the government not cracking down on true fraud and constantly bailing out entities that make poor choices.
SUGGESTED ROUTING:*
Senior ManagementLegal & ComplianceMutual FundRegistration*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
The Securities and Exchange Commission (SEC or "Commission") has approved an amendment to Article 111, Section 35 of the NASD Rules of Fair Practice that establishes standards regarding the use
No individual or entity should be able to create naked shares to the tune of 200% of the float. Also THE T-35 for fail to deliver Needs to be reduced. To 2 days. Like all trades do. FIX THE RIGGED SYSTEM.
The average investor in the United States is kept woefully in the dark when it comes to the dealings of large institutions, such as Citadel. The power institutions like this have to manipulate the market and evade even the simplest rules of the "free and fair" market has proven astronomical. Retail investors need more transparent access to short positions that these large institutions
I - not regulators should be able to choose the public
investments that are right for myself and my family.
Public investments should be available to all of the public,
not just for certain entities that meet a certain criteria.
There are more productive ways in which to control volatility in the market.
Short reporting needs to be real-time, or End Of Day. The ability to Naked Short should not be allowed at any point. The people or entities shorting companies into bankruptcy should be prosecuted for doing so when illegal processes are used.
