Displaying 6931 - 6940 of 34835 Results
Karl Brock is Senior Vice President, Technology. In this capacity, he oversees strategy, development, support, and operations of enterprise application platforms and is the primary technology executive for the Enforcement, Advertising Regulation, Corporate Financing, Office of General Council and corporate systems.
Mr. Brock has been with FINRA since 2015 as an employee. He previously worked
Michael Dillon, Senior Vice President, Enterprise Delivery Services, oversees FINRA’s assurance, engineering, user experience, operations, development tools and application support services.
Before joining FINRA in February 2006, Mr. Dillon served as the Corporate Director of Quality Assurance for a full-service contractor that specialized in large-scale information systems serving customers
Ivy Ho, Vice President of Technology, leads product development of a diverse portfolio of applications for FINRA’s external stakeholders including FINRA member firms, the Securities and Exchange Commission, other regulators and the public.
Before joining FINRA in 2003, Ms. Ho spent seven years in leadership roles consulting with large corporate clients in delivering innovative technology
Tigran Khrimian is Senior Vice President of Enterprise Data Platforms and Business Applications, responsible for technologies that optimize the collection and management of data to maximize its value for FINRA regulatory decision making and Industry compliance.
Mr. Khrimian oversees Big Data technology that processes and analyzes as much as 500+ billion market events daily from exchanges, broker
David Budd is Vice President in Technology with responsibility for technology programs for the Market Regulation, Transparency Services and the National Cause and Financial Crimes Detection Programs business areas.
Mr. Budd joined FINRA in 1999, and has managed technology for several regulatory programs, including external interfaces for the first Alternative Display Facility, and the design and
Terrence Bohan is the Vice President of Investigations for Enforcement. In that capacity, he manages Enforcement's investigators located throughout the various FINRA offices nationwide as they investigate potential securities violations and, when warranted, bring formal disciplinary actions against firms and their associated persons. Mr. Bohan also oversees the Forensic Investigations and
Bill Wollman is Executive Vice President, Office of Financial and Operational Risk Policy. In this role, he is responsible for FINRA’s policy and rulemaking efforts relating to broker-dealer financial responsibility rules, operational issues, customer protection requirements and margin standards. Mr. Wollman is one of the senior leaders who is responsible for leading FINRA’s response to firms
Ola Persson is Senior Vice President and head of Transparency Services. He is responsible for all business, technology and operational aspects related to FINRA's fixed income and equity trade reporting and quotation facilities (TRACE, ADF, ORF, OTCBB and the TRFs).
Mr. Persson joined FINRA in 2004, with responsibilities for the fixed income (TRACE) program. Prior to joining FINRA, Mr.
Derek Linden is the Executive Vice President for Credentialing, Registration, Education and Disclosure (CRED). In this role, he leads FINRA's registration, disclosure, testing and continuing education programs for the securities industry (Central Registration Depository (CRD), BrokerCheck and CE Online) and the delivery of similar programs for the SEC (Investment Adviser Registration