FINRA Requests Comments on Proposed New Rules Governing Communications with the Public
I am a private investor and highly value leveraged and inverse ETFs and derivatives. Regulators should NOT be determining nor limiting my ability to invest in these. They are instruments and strategies that help protect my portfolio when needed. Please do not place restrictions on leveraged and inverse ETFs.
Baltimore, MD
September 17, 2019
8:00 a.m. – 8:30 a.m.
Registration
Continental breakfast
8:30 a.m. – 8:45 a.m.
Introduction
Welcome Remarks
8:45 a.m. – 10:45 a.m.
Session 1 – Social Media and Digital Communications Compliance
Discuss the content and supervision standards that apply to all electronic communications
Discuss guidance about social media sites and third
FINRA Requests Comment on the Effectiveness and Efficiency of its Communications With the Public Rules
I as an investor who regularly invests in leveraged and inverse funds do not need or want government intrusion regarding my investment choices. There are multiple private entities available that can provide much better, experienced based recommendations. Government involvement as usual, will only worsen the situation.
August 2010 Supplement to the Security Futures Risk Disclosure Statement
FINRA is re-issuing this Alert to remind investors that while munis have historically been considered relatively conservative investments, they do, like all bond investments, carry risk.
Comment Period Expires: June 30, 1997
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Executive Summary
NASD Regulation, Inc. (NASD RegulationSM) reminds members of their disclosure obligations when marketing mutual funds and other securities and requests comment on whether a rule should be adopted creating a requirement to disclose
Just writing to ask that you don't put limitations on what products people can invest in...the middle class has a difficult enough time getting ahead already without having regulators interveening in their private affairs...please allow people the freedom to make their own decisions.