This conference comes at an important time, in the aftermath of a very difficult period. If we look back to the summer and fall of 2008, every time we thought conditions in the financial sector couldn't get worse, they did, and we ultimately came to the brink of a global market meltdown.
Find Advertising Regulation guidance on what and when to file that is related to new member firms and existing member firms.
FINRA Requests Comment on Financial Technology Innovation in the Broker-Dealer Industry
I am a private investor and highly value leveraged and inverse ETFs and derivatives. Regulators should NOT be determining nor limiting my ability to invest in these. They are instruments and strategies that help protect my portfolio when needed. Please do not place restrictions on leveraged and inverse ETFs.
Baltimore, MD
September 17, 2019
8:00 a.m. – 8:30 a.m.
Registration
Continental breakfast
8:30 a.m. – 8:45 a.m.
Introduction
Welcome Remarks
8:45 a.m. – 10:45 a.m.
Session 1 – Social Media and Digital Communications Compliance
Discuss the content and supervision standards that apply to all electronic communications
Discuss guidance about social media sites and third
I as an investor who regularly invests in leveraged and inverse funds do not need or want government intrusion regarding my investment choices. There are multiple private entities available that can provide much better, experienced based recommendations. Government involvement as usual, will only worsen the situation.
Just writing to ask that you don't put limitations on what products people can invest in...the middle class has a difficult enough time getting ahead already without having regulators interveening in their private affairs...please allow people the freedom to make their own decisions.
Any investment firm 401 k mutual fund, insurance investment fund, union retirement funds or private citizens should not have ANY RESTRICTIONS ON INVESTMENT CHIOCES THAT WILL PRODUCE THE BEST RETURN FOR INVESTMENT DOLLARS . NO RESTRICTIONS FREE OF CHOICE TO BULID PESRSONAL WEATH SHOULD NEVER BE RESTRICTIED.
Stop the regulatory overreach! This proposal will prevent private investors from making informed decisions about how they want to spend their own money. Your ludicrous, vague and just plain stupid proposal will hurt me from selling investments I have already made! Just STOP IT.