Pursuant to a Securities and Exchange Commission request, FINRA has agreed to make reported short sale trade data publicly available. FINRA will make two types of files available: (1) Daily Short Sale Volume Files and (2) Monthly Short Sale Transaction Files.
A short interest rebate, under certain circumstances, may be paid to a non-member trust company as compensation for work performed in administering accounts.
This is a non-issue that no one is asking you to solve. Instead of limiting the freedom of "the little guy" perhaps first solve the actual, market-threatening issues of naked shortselling by hedgefunds.
Hi. remove the loop to ftd plus naked reset on propose for ever https://theintercept.com/2016/09/24/naked-shorts-cant-stay-naked-forever/
We need transparency in the market, the more reporting by institutions the better. Illegal naked shooting needs to be stopped.
We no there is a problem with the illegal naked Shorty in the markets please do something. Thank you Sincerely- Chris Siebeneicher
Pursuant to a Securities and Exchange Commission request, each SRO has agreed to make publicly available the trading data in connection with the Pilot. By making the trading data publicly available, researchers may study the Pilot.
NASD has filed with the SEC a proposed rule change to replace Rule 3210 and Rule 11830 with a new rule requiring that clearing firms make delivery, or take affirmative steps to make delivery, within 10 business days after settlement date for all short sale transactions. In addition, clearing firms would be required to document and report certain information to NASD within one business day of
Dont you see whats going on with AMC and GME stocks? Naked shares, price manipulation etc! Mostly by Citadel! Do your job! We had enough!
GUIDANCEShort SalesSUGGESTED ROUTINGKEY TOPICSInternal AuditLegal & ComplianceOperationsSenior ManagementTradingAffirmative DeterminationRule 3370(b)(2)(B)Rule 3370(b)(5)(B)Short SalesExecutive SummaryThere has been discussion in the financial press about the listing of securities on foreign markets without a company's knowledge or authorization. Some reports have suggested that the
