FINRA Announces Results of SFAB, NAC and District Committee Elections
INFORMATIONAL
FIPS Changes
SUGGESTED ROUTING
KEY TOPICS
Corporate Finance
Legal & Compliance
Municipal/Government Securities
Operations
Senior Management
Trading & Market Making
FIPS
As of October 23, 2000, the following bonds were added to the Fixed Income Pricing SystemSM (FIPS®).
Symbol
Name
Coupon
Maturity
CHB.GA
Champion Enterprises Inc.
7.
FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
FINRA Announces Election Results for District Committees, District Nominating Committees and the National Adjudicatory Council
Revised Last Voting Date: September 14, 1998
(Note: voting by NASD member Executive Representatives only through mail ballots distributed with print version of this Notice.)
SUGGESTED ROUTING
Senior Management
Legal & Compliance
Executive Summary
The National Association of Securities Dealers,
Executive Summary
FINRA’s annual Regional Committee, Small Firm Advisory Committee (SFAC) and National Adjudicatory Council (NAC) elections concluded in November. Additionally, the FINRA Board of Governors (FINRA Board) recently appointed individuals to fill a number of additional vacancies on the NAC and SFAC. This Notice lists the individuals recently elected and appointed to the SFAC, NAC and
FINRA Announces Results of SFAB, NAC and District Committee Elections
FINRA Announces Results of SFAB, NAC and District Committee Elections
April 2014 Supplement to the Security Futures Risk Disclosure Statement
Comment Period Expired: March 31, 2017
