I am a independent and private investor. I am
highly against the proposed legislation that would limit where I can invest my hard earned money.
I will be watching this issue closely.
Comments: I am a private investor that has been trading leveraged funds (Rydex then ETF's) for over 20 years and do not want this taken away from me. Thanks-Steven
Levered ETFs is the only way average Americans can get private equity like returns that the rich are availed.
People are smart enough to make their own investment decisions!
Request that you do not restrict private investors from trading inverse and leveraged ETFs and funds as they may level the playing field with banks, hedge funds and market makers.
WASHINGTON — The Financial Industry Regulatory Authority (FINRA) today released its 2018 Regulatory and Examination Priorities Letter, highlighting topics that FINRA will focus on in the coming year, including new and ongoing areas of focus.
The Priorities Letter – alongside FINRA’s 2017 Examination Findings Report – serves as a resource for broker-dealers to enhance their compliance,
We are celebrating 100 episodes of FINRA Unscripted. We’ve covered a lot of ground over the past 4 years and 100 episodes and today we are taking a trip back in time to revisit some of our greatest hits.
It is very important for private investors to have access to leveraged funds to be able to hedge better market swings, and as well being able to grow smaller portfolios over the long term
Stop meddling in private business. Our government has made.a mess of our country .by doing things just like this and we,the citizens of the U.S., are sick of regulations that are not in the interests of the people.
A “family office,” as defined in the Advisers Act, may be considered an “investment adviser” for purposes of meeting the limited exception of FINRA Rule 5131.02.
Regulators have no right to restrict or limit investment decisions made by private citizens. The proposed regulations are onerous, burdensome and impractical. Investors must have the ability to protect themselves in a down market.