Quantum computing is an emerging technology that relies on quantum mechanics to perform calculations not possible for even the most powerful classical supercomputers.15 To better understand what is behind quantum computing’s exponentially faster processing times, the National Institute of Standards and Technology (NIST) notes that it may help to think of computers like “microscopic cities” with
In FINRA staff’s survey of quantum computing use cases, several firms indicated that they are examining how they can benefit from quantum computers when conducting various activities, including trade execution, portfolio management, risk assessments and fraud detection.34 Additional firms indicated to FINRA that they are assessing the potential risk quantum computers may pose to current
article h1::after {
content:'1';
white-space:pre;
vertical-align:super;
font-size:0.5em;
line-height:0;
}
Quantum mechanics is a branch of physics that deals with the complex properties of atoms and sub-atomic particles.2 Quantum computing leverages the principles of quantum mechanics to solve problems too large or complex for traditional computers. Although quantum computing is still
Summary
FINRA’s Renewal Program supports the collection and disbursement of fees related to the renewal of broker-dealer (BD) and investment adviser (IA) registrations, exempt reporting and notice filings with participating self-regulatory organizations (SRO) and jurisdictions. FINRA communicates information about renewal fees BD and IA firms owe via a Preliminary Statement in November and
WASHINGTON— FINRA announced today that after nine years in the Department of Enforcement, Christopher Kelly plans to leave FINRA on Nov. 1 to pursue other opportunities. In his most recent role of Senior Vice President and Deputy Head of Enforcement, Kelly oversaw the work of FINRA’s Enforcement attorneys throughout the country as well as Enforcement’s Litigation Group.
“Chris’s contributions to
Data Definitions for Bond Market Activity. Data fieldDefinitionTotal Issues TradedThis field represents the total number of issues traded on the day.AdvancesThis field represents the total number of issues where the closing price for the day is higher than the prior closing price.DeclinesThis field represents the total number of issues where the closing price for the day is lower than
Data Definitions for Bond Market Sentiment. Data fieldDefinitionAll SecurtitiesData on All TRACE eligible securities reported on the day and disseminated.Customer BuyData calculated on all trades reported to TRACE and disseminated where the reporting firmindicates it bought from a customer who is not a FINRA member firm. Customer SellData calculated on all trades reported to
.exception{margin-left:1em;}
A motion to dismiss is a request made by a party to the arbitrator(s) to remove some or all claims raised by another party filing a claim. Rule 12504 of the Code of Arbitration Procedure for Customer Disputes and Rule 13504 of the Code of Arbitration Procedure for Industry Disputes (collectively, the Codes) establish procedures that govern motions to dismiss.
Fixed Income Security Lookup
Search on TRACE symbol or CUSIP to find a security and review details including real-time trade history.
You must agree to the Fixed Income User Agreement before using search.
FINRA develops Investor Insights and other content in order to help educate investors about important investing issues. FINRA encourages other companies and organizations to link to this content or to place this content directly on their websites in accordance with outlined guidelines. Requestors must obtain permission in writing from FINRA prior to reprinting FINRA copyrighted materials.
