I am a very average investor and have been using leveraged and inverse ETFs to enhance returns for over a decade.
I don't want to have to go through training or pass a test in order to trade these funds and find it insulting that FINRA thinks so little of the general public that we're incapable of understanding the benefits and risks of leveraged and inverse ETFs.
Without
Me not regulators should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public,
not just the privileged.
I shouldn't have to go through any special process
like passing a test before you can invest in public securities,
like leveraged and inverse funds. I am capable of understanding
FINRA needs to crack down on naked short selling and price manipulation. I'm sure FINRA already knows these tactics but why they are not enforced really boggles my mind. If the fine is a fraction of the amount earned on these illegal tactics, then it's just a cost of doing business. They are hurting the entire market and putting everyone at risk.
I, not regulators, should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just privileged. I should not have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and
This is a disgusting overreach by the government.
Retail investors and retail traders should be allowed to invest and trade in whichever financial products that are available to them. We sign numerous disclosures and acknowledge numerous warnings that are standard and provided by our brokerage platforms. We have the capacity to engage in this and should be allowed to take risks as we see fit, and
First off, Investing in whatever it is should be understood before hand. I think everyone knows that it is Risky for any type of investment.
I, and not regulators should be able to choose the public
investments that are right for Me and my family.
Public investments should be available to all of the public,
not just the privileged.
I shouldn't have to go through any
This request for exemptive relief is granted based on the Firm's representation that the individual did not engage in the solicitation of municipal securities business, as defined by MSRB Rule G-37, the imposition by the Firm of extensive Firm-wide information barriers on certain municipal securities business communications, prohibition of, for a specified period of time, the individual's solicitation of new municipal securities business, a Firm commitment to conduct training or re-training for all Firm MFPs and new hire MFPs, including an on-going annual educational effort, a review of existing Firm procedures and the development of necessary enhancements.
We retail investors dont want more propaganda shoved down out throats. We know the risks the problem is institutional investors [REDACTED]. Quit trying to take out the little investor and if you really wanna help remove the day trading rule. [REDACTED] LEAVE RETAIL TRADERS ALONE!!!!!!!
America is a country who always advocated equal rights. I should get right to invest my money the way I want. Stocks are also risky when big companies like BABA, NetFlix ets drop more than 70% from their all time high. People can loose the money when they trade Options of stocks. I regulators are really concerned about the risk of retail traders then the should regulate - - the market fall/rise
To whom it concerns at the FINRA. I have heard that y'all are considering adding regulations to leverage and inverse funds. I strongly oppose additional regulations as I believe such regulations will burden investors and our saving goals. Regulators should not be in charge which public investments I would like to choose, they already regulate 14% of our salaries for social security.