In a country where tobacco, alcohol, predatory loans and various forms of gambling are freely available and offten pushed toward the most vulnerable members of society with the blessing of our government your investor restrictions seem laughable. To say the USG actually cares about small investors is ridiculous. If you want to help, then set up programs in schools to educate children in personal
prison time for failure to delivers, ACTUAL penalties for naked short selling. Average American citizen fails to pay two credit card bills and goes to collection... repossession large market makers can just take the fine and continue not fulfilling their contracts to their customers. STOP MAKING FINES A COST OF BUSINESS AND ACT NOW TO STOP FINANCIAL TERRORISM
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend its time to announce the implementation schedule for FINRA’s corporate bond new issue reference data service.
I am writing to oppose the possible upcoming changes from regulators on how I can invest my own money. My money is MY MONEY, and no one should have the authority to control my investment options. When necessary, I seek my own council from my trusted financial wealth sources to make my investment decisions. If I choose to invest in leveraged and inverse funds, this is my decision, and I am aware
Hi and as an American citizen I should be able to choose what investment is right for me and not a regulator. Public investment should available for all citizens. I shouldnt have to go through a test to be able trade my funds based on my interest and risk tolerance. I am capable of researching and understanding the risk of what I want to invest in. Leveraged and inverse funds are important to my
Respected gentlemen/ladies, I have few things to say to you about these proposed new regulations: 1. Please let me continue to decide what I do with my money and where I put it. 2. Please let me continue to decide what my portfolio would be composed of and please stay out of my portfolio 3. Please don't tell me that I'm not intelligent enough to invest in public securities like
All financial market participants should be able to make their own investment choices. There are already too many restrictions on net worth allowing the rich to make investments that others cannot access. We dont need FINRA or any other government agency to tell us what to invest in and what not to invest in. Vanguard is already doing this and I am taking my business to another brokerage. Also,
Once again, people in government want to do what's best for you. Our elected representatives want to be able to control how I trade leveraged funds. I don't get to chose how my elected representatives trade, yet I am consistently taken advantage of by my elected representatives. Think about how ridiculous it is to only let people of very high net worth trade leveraged funds in their
The PDT Rule is not a protection. It's a way to keep the "little guys" from making any real money. The market is not a free market if someone can't trade because of their financial situation. We're the only country in the world with this bull [redacted] "protection".
FINRAs measures are at odds with Americas long-standing disclosure-based system, which gives investors and their advisors the freedom to make their own investment decisions.
Brokers and individual investors not regulators should be able to choose the investments that are right for their clients or themselves. Public securities should be accessible to all of the public, not just the privileged
